Operating in a regulated environment

Back to Regulatory & Compliance Services

We have significant experience of the regulatory regimes on the Isle of Man and other offshore jurisdictions.  We understand the need to achieve a balance between running your business and paying sufficient attention to compliance and regulatory change to avoid breach situations. 

We can assist by:-

- undertaking a gap analysis against current policies and procedures when regulation changes to identify any procedural amendments that are required;

- reviewing documented policies and procedures to help to ensure that these are up to date and in line with industry practice;

- drafting new procedures to assist the business in responding to new areas of regulation;

- undertaking compliance monitoring and reporting to the Board to help to ensure that procedures and controls are functioning effectively;

- providing regulatory training such as anti-money laundering, anti-bribery, compliance with the regulatory regime and directors’ duties; and

- facilitating risk assessments for anti-money laundering and anti-bribery purposes and advising on the risk-based approach.

 

Operating in a regulated environment contacts

  • "Absolutely excellent service"

    Legal 500

  • "nimble and forward thinking, this firm ticks all the right boxes"

    Chambers Europe

  • "provides great advice and quick turnaround times"

    Chambers Global

  • Annemarie "gives balanced and clear advice on complex issues"

    Legal 500

  • "Immensely impressive"

    Legal 500

  • The team is 'organised and efficient'

    Legal 500

  • "Very approachable and offers common sense in combination with a commercial aptitude"

    Chambers UK

  • "always delivers on promises and timescales"

    Legal 500

  • "The 'impeccable DQ provides 'absolutely excellent service'"

    Legal 500

  • Annemarie is "strong on detail and presents it in an intelligible manner."

    Legal 500

  • Annemarie gives "solid and understandable advice on complex issues"

    Legal 500

  • "commercially minded, experienced and knowledgeable"

    Chambers UK

  • "The firm has shown a high level of industry knowledge and deep and comprehensive understanding of our clients' needs."

    Chambers UK

  • "The firm's team showed high commitment to providing extraordinary quality legal services in a responsive and creative fashion, always focusing on creating value for the client."

    Chambers UK

  • DQ "shows commitment to providing extraordinary quality legal services in a responsive and creative fashion"

    Legal 500

  • "efficient and cost effective team"

    Chambers Europe

  • "a modern and approachable firm"

    Legal 500

  • "Accessible and responsive, they are able to give answers quickly and decisively"

    Chambers Global

  • "great at managing cross-jurisdictional transactions and seeing Isle of Man issues in a wider context"

    Chambers UK